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Stockbroker Fraud Attorneys

Stockbroker Fraud Attorneys

Arizona stockbroker fraud attorneys of DM Cantor represent stockbrokers when they are charged with fraud, just as they also represent victims of stockbroker fraud. The firm also represents individuals named as Respondents as part of arbitration.

The lawyers of DM Cantor prosecute and defend claims alleging stockbroker fraud and misconduct. These claims may include the following:

  • Unauthorized trading
  • Churning
  • Misrepresentations
  • Omissions
  • Other types of securities fraud
  • Disclosure failures
  • False and misleading statements
  • Licensing issues
  • Negligence
  • Fraudulent misrepresentation
  • Negligent or otherwise inadequate supervision of securities professionals
  • Ponzi schemes
  • Penny stock fraud
  • Portfolio pumping
  • “Selling away” of investments not approved by the brokerage
  • Client funds theft
  • Unsuitable investments

Beyond customer disputes with their stockbroker or the brokerage firm, DM Cantor also handles termination, discrimination and raiding cases, as well as other employment law matters.

The Associates of the Law Offices of David M. Cantor have the experience and knowledge you need for your Stockbroker Fraud and Misconduct criminal defense. In fact, David M. Cantor is an AV® rated Certified Criminal Law Specialist. Cantor is fully versed in all areas of criminal law.

When your future is at stake, you need this experienced defense behind you. Call DM Cantor at 602-307-0808 or Contact Us for a Free Case Consultation.

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